Roth Equities, LLC

A Multifaceted Investment Real Estate Company

Roth Equities, LLC was founded in 1999 by Richard C. “Rick” Roth III.

Rick has over 25 years of extensive investment real estate experience and has advised clients that include high net worth investors, privately held real estate companies, and large publicly traded companies. His expertise has helped investment property investors, users, and owners achieve and maximize their investment real estate goals.

Rick's extensive long-term relationships with investors and capital providers of debt and equity, and the players in investment real estate, deliver specialized access to his clients and partners.

Rick has many years of experience in financing and investing in real estate, and has the unique perspective of evaluating a property from both a lender's and investor's point of view which helps all parties in achieving their goals.


Rick RothRick has facilitated debt and/or equity for over a hundred investment real estate properties. He has been involved in billions of dollars of investment real estate throughout his career. As an Adjunct Professor, Rick taught Real Estate Investment and Portfolio Management in the Masters in Business Administration (MBA) program at the University of Connecticut. He also taught the Real Estate Finance class in the Masters of Science (MS) Program in Real Estate at New York University.

Rick holds a Master’s of Science in Real Estate Investment from New York University. He holds a Bachelor of Science in the School of Business Administration in Real Estate and Urban Economic Studies from the University of Connecticut (UCONN). Before founding his own company in 1999, Rick's prior work experience included roles at Merrill Lynch Real Estate Investment Banking Group and Prudential Insurance Company Institutional Real Estate Investments.

For over twenty-five years he has formed extensive industry relationships, and demonstrated expertise in investment real estate from financing and investing.

Rick has served in leadership roles on several industry boards. He is a licensed real estate broker in both Connecticut and New York.


Debt placement

We arrange interim and permanent investment real estate debt and equity. We provide a variety of investment real estate financing solutions, depending on the specific needs of an owner. Financing that is arranged includes construction, bridge, and permanent loans. We have strong relationships with many real estate capital providers including domestic and foreign banks, insurance companies, investment banks, credit companies, global asset managers, government agency lenders, private lenders, and high net worth investors and family offices. Debt and equity is provided for many property types including multifamily, retail, office, industrial, hospitality, mixed use and special purpose. Being highly experienced and active in the market allows our clients and partners to achieve excellent financing terms in the market.

Private Real Estate Equity

Since 1999 Roth Equites LLC has invested in many successful real estate limited liability companies. These limited liability companies have invested in multifamily and commercial investment properties which were improved, making both the property and local neighborhood better places.


Advice that is well-balanced and based on comprehensive knowledge is important to any successful institution, company or private individual. We provide consulting to institutions, private real estate companies, and private investors. Clients have trusted our thoughtful advice and deep insights into investment real estate. These insights could relate to an existing investment real estate portfolio, individual asset issues, leasing, acquisition, disposition, or capital related advice.

Expertise extends to all major property types – residential, office, retail, industrial, hospitality, mixed-use, self-storage, and special purpose properties and developments throughout the United States.


We are grateful to have been part of financing and investing in properties that have been improved, and in many cases helped make their neighborhoods a better place.

Rick Believes in humbly giving back some of his time, treasure and talent to various nonprofit organizations.

Rick has served on investment real estate, business industry, and non-profit boards. He has served as Chairman of his Church’s stewardship committee and building and grounds committee in Greenwich CT.

Organizations that Rick has supported include the National Kidney Foundation, Cystic Fibrosis Foundation, Global Lyme Alliance, Greenwich Police Silver Shield, Heartcare International, Rally for the Cure Cancer, Pacific House-local shelter for homeless, Swim across America, Veterans of Foreign Wars, UCONN Foundation, YWCA annual Father’s Day Campaign against domestic violence, and St Baldrick’s - childhood cancer research.

Our Location

Roth Equities, LLC
151 Railroad Avenue, 2nd Floor
Greenwich, CT 06830
ph. 203.629.8410

Contact Us

ph. 203.629.8410